Investment adviser · CRD 126791
STEVE GARRETT AND ASSOCIATES,INC.
Investment adviser filing (IA)
MONROVIA, CA, United States · Form ADV filed Jan 23, 2018
- Regulatory AUM
- $25M Form ADV · Item 5.F
- Client accounts
- 75 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 50 | $17,000,000 | 68.0% |
| Individuals | 25 | $8,000,000 | 32.0% |
Filing source
Form ADV 1162785 · Jan 23, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 23, 2018. View historical filings
Reported services
Publication of newsletters
Compensation
Hourly
Principal office
2003 S MYRTLE AVENUEMONROVIA, CA, 91016, United States
CRD 126791
Filing source
Form ADV 1162785 · Jan 23, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.