Investment adviser · CRD 299372

STERLING PARTNERS QUANTITATIVE INVESTMENTS LLC

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Dec 2, 2019

Regulatory AUM: $70.6M
Client accounts: 3
Employees: 7
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$70,639,461	100.0%

Filing source

Form ADV 1359790 · Dec 2, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SPQI EQUITY MARKET NEUTRAL MASTER FUND LTD.Hedge Fund · Last reported Dec 2, 2019$70.6MGross asset value

Feeder funds

SPQI EQUITY MARKET NEUTRAL FUND L.P.

Fund administrator NAV CONSULTING, INC. CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CYAMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No

Prime broker WELLS FARGO SECURITIES, LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-9381952776
Reported beneficial owners: 18
Minimum commitment: $1M
Form D file number: 021-330597

Form ADV 1359790 · Dec 2, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 2, 2019. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

401 N MICHIGAN AVE, SUITE 3300
CHICAGO, IL, 60611, United States

CRD 299372

Filing source

Form ADV 1359790 · Dec 2, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.