Investment adviser · CRD 105793
STERLING CAPITAL MANAGEMENT
Investment adviser filing (IA)
STERLING CAPITAL MANAGEMENT INC
ST.LOUIS, MO, United States · Form ADV filed Nov 15, 2018
- Regulatory AUM
- $175M Form ADV · Item 5.F
- Client accounts
- 96 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 47 | $148,518,151 | 84.9% |
| Individuals | 43 | $11,241,875 | 6.4% |
| Corporations & businesses | 1 | $8,359,185 | 4.8% |
| Retirement plans | 3 | $6,167,896 | 3.5% |
| Other clients | 1 | $416,907 | 0.2% |
| Charities | 1 | $182,122 | 0.1% |
Filing source
Form ADV 1251965 · Nov 15, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Nov 15, 2018. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
12300 OLD TESSON ROAD, SUITE 100CST.LOUIS, MO, 63128-2228, United States
CRD 105793
Filing source
Form ADV 1251965 · Nov 15, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.