Investment adviser · CRD 136369
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
Investment adviser filing (IA)
LITTLE ROCK, AR, United States · Form ADV filed Jul 16, 2026
- Regulatory AUM
- $9.55B Form ADV · Item 5.F
- Client accounts
- 277 Accounts, not individual clients
- Employees
- 22 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 4 | $6,469,209,945 | 67.8% |
| Retirement plans | 9 | $2,019,185,396 | 21.2% |
| Pooled investment vehicles | 2 | $564,889,522 | 5.9% |
| Government entities | 6 | $173,987,185 | 1.8% |
| Other clients | 20 | $161,082,639 | 1.7% |
| High-net-worth individuals | 212 | $124,053,606 | 1.3% |
| Corporations & businesses | 24 | $34,526,461 | 0.4% |
Filing source
Form ADV 2117359 · Jul 16, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 16, 2026. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
111 CENTER STREETLITTLE ROCK, AR, 72201, United States
CRD 136369
Filing source
Form ADV 2117359 · Jul 16, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.