Investment adviser · CRD 3496

STEPHENS

Investment adviser filing (IA)

STEPHENS INC.

LITTLE ROCK, AR, United States · Form ADV filed Sep 30, 2026

Regulatory AUM: $18B
Client accounts: 21,991
Employees: 611
Advisory professionals: 247

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	3,088	$10,111,333,840	56.0%
Individuals	18,080	$4,125,401,840	22.9%
Other clients	338	$2,429,181,951	13.5%
Corporations & businesses	188	$620,733,625	3.4%
Government entities	11	$361,877,601	2.0%
Retirement plans	249	$226,541,669	1.3%
Insurance companies	15	$123,129,132	0.7%
Banks & thrifts	Fewer than 5	$29,055,020	0.2%
Charities	21	$17,589,555	0.1%

Filing source

Form ADV 2135928 · Sep 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Sep 30, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Commissions · Performance-based

Principal office

111 CENTER ST
LITTLE ROCK, AR, 72201, United States

CRD 3496

Filing source

Form ADV 2135928 · Sep 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.