Investment adviser · CRD 109415

STELLAR CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

PHOENIX, AZ, United States · Form ADV filed Jun 30, 2020

Regulatory AUM: $408M
Client accounts: 574
Employees: 8
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	70	$177,886,311	43.6%
Retirement plans	23	$109,967,074	27.0%
Government entities	11	$47,485,291	11.6%
Individuals	96	$42,657,581	10.5%
Corporations & businesses	9	$18,234,757	4.5%
Charities	6	$11,514,398	2.8%

Filing source

Form ADV 1442128 · Jun 30, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

STELLAR INVESTMENT ALLIANCE, L.P.Other Private Fund · Last reported Nov 22, 2019$523KGross asset value

Form D fundraising filings

Stellar Investment Alliance, L.P.

Auditor BURR, PILGER, MAYER SAN FRANCISCO, California, United States

Custodian UMB BANK PHOENIX, Arizona, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BURR, PILGER, MAYER
PCAOB 207

Fund details & source

Fund ID: 805-2711706470
Reported beneficial owners: 19
Minimum commitment: $100K
Form D file number: 021-184157

Form ADV 1358092 · Nov 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 30, 2020. View historical filings

Reported services

Individual portfolio management · Business portfolio management · Pension consulting

Compensation

Percentage of assets · Hourly

Principal office

2200 EAST CAMELBACK ROAD, SUITE 130
PHOENIX, AZ, 85016, United States

CRD 109415

Filing source

Form ADV 1442128 · Jun 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.