Investment adviser · CRD 124777
ST. JAMES INVESTMENT COMPANY, LLC
Investment adviser filing (IA)
SOUTHLAKE, TX, United States · Form ADV filed Mar 2, 2026
- Regulatory AUM
- $661M Form ADV · Item 5.F
- Client accounts
- 1,049 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Other investment advisers | 17 | $387,638,403 | 58.7% |
| Investment companies | 1 | $122,482,729 | 18.5% |
| High-net-worth individuals | 135 | $117,535,674 | 17.8% |
| Individuals | 108 | $23,455,129 | 3.6% |
| Corporations & businesses | 8 | $7,212,797 | 1.1% |
| Retirement plans | Fewer than 5 | $1,833,412 | 0.3% |
| Charities | Fewer than 5 | $400,528 | 0.1% |
Filing source
Form ADV 2052616 · Mar 2, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 2, 2026. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
535 S. KIMBALL AVENUE, SUITE 140SOUTHLAKE, TX, 76092, United States
CRD 124777
Filing source
Form ADV 2052616 · Mar 2, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.