Investment adviser · CRD 288248

SPRUCE POINT CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

RIVERHEAD, NY, United States · Form ADV filed Mar 19, 2026

Regulatory AUM
$262M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles2$262,179,127100.0%
Filing source

Form ADV 2075429 · Mar 19, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SPRUCE POINT RESEARCH ACTIVISM MASTER FUND LPHedge Fund · Last reported Mar 19, 2026$262MGross asset value

Feeder funds

Fund administrator LICCAR FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian FLAGSTAR BANK NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian TD PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WINTRUST BANK, N.A. ROSEMONT, Illinois, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker TD PRIME SERVICES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

INTERACTIVE BROKERS LLC
SEC 8-47257

JEFFERIES LLC
SEC 8-15074

TD PRIME SERVICES LLC
SEC 8-3337

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

JEFFERIES LLC
CRD 2347 · SEC 8-15074

TD PRIME SERVICES LLC
CRD 1914 · SEC 8-3337

Fund details & source
Fund ID
805-4878707739
Reported beneficial owners
72
Minimum commitment
$1M
Form D file number
021-268151
Form D file number
021-273196

Form ADV 2075429 · Mar 19, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 19, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

30 WEST MAIN STREET, SUITE 200
RIVERHEAD, NY, 11901, United States

CRD 288248

Filing source

Form ADV 2075429 · Mar 19, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.