Investment adviser · CRD 150516

SPOUTING ROCK ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

BRYN MAWR, PA, United States · Form ADV filed Feb 1, 2024

Regulatory AUM: $455M
Client accounts: 187
Employees: 44
Advisory professionals: 13

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	11	$177,928,602	39.1%
High-net-worth individuals	40	$114,417,525	25.1%
Investment companies	9	$53,472,170	11.8%
Government entities	Fewer than 5	$51,132,523	11.2%
Individuals	122	$34,602,439	7.6%
Retirement plans	Fewer than 5	$21,923,571	4.8%
Charities	Fewer than 5	$1,495,989	0.3%

Filing source

Form ADV 1821496 · Feb 1, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

15 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OHPC LPOther Private Fund · Last reported Feb 1, 2024$81.6MGross asset value

Fund administrator CENTAUR FUND SERVICES US, INC. FAIR LAWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHN REZNICK LLP NEW YORK, New York, United States

Custodian MILLENIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No

Marketer INTEGRAL WEALTH SECURITIES LLC DEVON, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHN REZNICK LLP
PCAOB 596

INTEGRAL WEALTH SECURITIES LLC
CRD 36143 · SEC 8-47026

Fund details & source

Fund ID: 805-8249277323
Reported beneficial owners: 17
Minimum commitment: $500K
Form D file number: 021-402994

Form ADV 1821496 · Feb 1, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VICTOR EQUITY FUND, LPHedge Fund · Last reported Mar 31, 2022$40.1MGross asset value

Form D fundraising filings

VICTOR EQUITY FUND LP

Fund administrator US BANCORP MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP PHILADELPHIA, Pennsylvania, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-3395328826
Reported beneficial owners: 55
Minimum commitment: $1M
Form D file number: 021-128620

Form ADV 1622150 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VICTOR EQUITY FUND, LTDHedge Fund · Last reported Feb 1, 2024$33.4MGross asset value

Form D fundraising filings

VICTOR EQUITY FUND LTD

Feeder funds

VICTOR EQUITY FUND, LP

Fund administrator SEI ARCHWAY INDIANAPOLIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNER AMPER LLP PHILADELPHIA, Pennsylvania, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNER AMPER LLP
PCAOB 274

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-3873841459
Reported beneficial owners: 45
Minimum commitment: $1M
Form D file number: 021-128684

Form ADV 1821496 · Feb 1, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OHP II LPOther Private Fund · Last reported Feb 1, 2024$26.4MGross asset value

Fund administrator OPUS FUND SERVICES HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHN REZNICK LLP NEW YORK, New York, United States

Custodian MILLENIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No

Marketer INTEGRAL WEALTH SECURITIES LLC DEVON, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHN REZNICK LLP
PCAOB 596

INTEGRAL WEALTH SECURITIES LLC
CRD 36143 · SEC 8-47026

Fund details & source

Fund ID: 805-9342910209
Reported beneficial owners: 79
Minimum commitment: $1M
Form D file number: 021-287685

Form ADV 1821496 · Feb 1, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PFM CREDIT RECOVERY FUND I, LLCOther Private Fund · Last reported Feb 1, 2024$17.9MGross asset value

Fund administrator APEX FUND SERVICES RONKONKOMA, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian MILLENIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2441554063
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 1821496 · Feb 1, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OHP LTD.Other Private Fund · Last reported Feb 1, 2024$10.5MGross asset value

Form D fundraising filings

OHP Ltd.

Fund administrator OPUS FUND SERVICES HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHN REZNICK LLP NEW YORK, New York, United States

Custodian MILLENIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No

Marketer INTEGRAL WEALTH SECURITIES LLC DEVON, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHN REZNICK LLP
PCAOB 596

INTEGRAL WEALTH SECURITIES LLC
CRD 36143 · SEC 8-47026

Fund details & source

Fund ID: 805-6384111801
Reported beneficial owners: 16
Minimum commitment: $1M
Form D file number: 021-285416

Form ADV 1821496 · Feb 1, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGHWOOD CAPITAL PARTNERS LPHedge Fund · Last reported Feb 1, 2024$6.82MGross asset value

Form D fundraising filings

HIGHWOOD CAPITAL PARTNERS LP

Fund administrator SWISS FINANCIAL SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY NEW YORK, New York, United States

Custodian CAPITAL ONE BANK WESTBURY, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BAKER TILLY
PCAOB 23

Fund details & source

Fund ID: 805-4625603202
Reported beneficial owners: 24
Minimum commitment: $1M
Form D file number: 021-126944

Form ADV 1821496 · Feb 1, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 1, 2024. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

925 W. LANCASTER AVE., SUITE 250
BRYN MAWR, PA, 19010, United States

CRD 150516

Filing source

Form ADV 1821496 · Feb 1, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.