Investment adviser · CRD 152003
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
Investment adviser filing (IA)
CLOQUET, MN, United States · Form ADV filed Apr 20, 2026
- Regulatory AUM
- $356M Form ADV · Item 5.F
- Client accounts
- 2,084 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 596 | $165,537,242 | 46.5% |
| High-net-worth individuals | 401 | $129,607,813 | 36.4% |
| Investment companies | 1 | $53,653,091 | 15.1% |
| Retirement plans | Fewer than 5 | $7,343,240 | 2.1% |
Filing source
Form ADV 2096741 · Apr 20, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 20, 2026. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
105 ARCH STCLOQUET, MN, 55720, United States
CRD 152003
Filing source
Form ADV 2096741 · Apr 20, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.