Investment adviser · CRD 336637
SPIEGELMAN WEALTH MANAGEMENT, INC.
Investment adviser filing (IA)
WALNUT CREEK, CA, United States · Form ADV filed Jun 22, 2026
- Regulatory AUM
- $443M Form ADV · Item 5.F
- Client accounts
- 528 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 97 | $413,045,296 | 93.2% |
| Individuals | 86 | $29,929,109 | 6.8% |
Filing source
Form ADV 2114624 · Jun 22, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 22, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets
Principal office
1212 BROADWAY PLAZA SUITE 2100 #54.WALNUT CREEK, CA, 94596, United States
CRD 336637
Filing source
Form ADV 2114624 · Jun 22, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.