Investment adviser · CRD 299036

SPF INVESTMENT MANAGEMENT, L.P.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 1, 2026

Regulatory AUM: $3.57B
Client accounts: 4
Employees: 26
Advisory professionals: 12

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$3,572,000,147	100.0%

Filing source

Form ADV 2116661 · Jul 1, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SPF SECURITIZED PRODUCTS MASTER FUND LTD.Hedge Fund · Last reported Jul 1, 2026$3.57BGross asset value

Form D fundraising filings

SPF Securitized Products Master Fund Ltd.

Feeder funds

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. CAMANA BAY, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. C/O SS&C FUND ADMINISTRATION COMPANY (CANADA) MISSISSAUGA, ONTARIO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, GRAND CAYMAN, Cayman Islands

Custodian BNP PARIBAS NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: No

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian COMPUTERSHARE CORPORATE TRUST COLUMBIA, Maryland, United States Related to adviser: No

Custodian CSC DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK EUROPE DAC DUBLIN, Ireland Related to adviser: No

Custodian WELLS FARGO BANK, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No

Custodian WILMINGTON SAVINGS FUND SOCIETY, FSB WILMINGTON, Delaware, United States Related to adviser: No

Marketer FIRST AVENUE NEW YORK, New York, United States Related to adviser: No

Marketer FIRST AVENUE PARTNERS LLP LONDON, United Kingdom Related to adviser: No

Marketer ICAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Marketer NATIXIS PARIS, France Related to adviser: No

Marketer UBS AG ZURICH, Switzerland Related to adviser: No

Marketer WELLS FARGO ADVISORS ST. LOUIS, Missouri, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

BNP PARIBAS NEW YORK BRANCH
LEI R0MUWSFPU8MPRO8K5P83

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

U.S. BANK EUROPE DAC
LEI 5493008GNQHVI377MY19

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

WILMINGTON SAVINGS FUND SOCIETY, FSB
LEI 5493005DKMV1IHIM8E20

FIRST AVENUE
CRD 145860 · SEC 8-67758

ICAPITAL MARKETS LLC
CRD 118219 · SEC 8-53640

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

MORGAN STANLEY
CRD 149777 · SEC 801-70103

WELLS FARGO ADVISORS
CRD 11025 · SEC 801-57434

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-3309078242
Reported beneficial owners: 385
Minimum commitment: $250K
Form D file number: 021-171269
Form D file number: 021-178329
Form D file number: 021-179840
Form D file number: 021-288439

Form ADV 2116661 · Jul 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPF TALF MASTER FUND L.L.C.Hedge Fund · Last reported May 12, 2020$0Gross asset value

Feeder funds

SPF TALF FUND L.P.
SPF TALF INTERMEDIATE FUND LTD.

Fund administrator BNP PARIBAS FINANCIAL SERVICES, LLC KING OF PRUSSIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, GRAND CAYMAN, Cayman Islands

Custodian BNP PARIBAS NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: No

Marketer CREDIT SUISSE AG ZURICH, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

BNP PARIBAS NEW YORK BRANCH
LEI R0MUWSFPU8MPRO8K5P83

Fund details & source

Fund ID: 805-2203266409
Reported beneficial owners: 1
Minimum commitment: $500K

Form ADV 1422372 · May 12, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 1, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

220 FIFTH AVENUE, 13TH FLOOR
NEW YORK, NY, 10001, United States

CRD 299036

Filing source

Form ADV 2116661 · Jul 1, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.