Investment adviser · CRD 110692
SPC
Investment adviser filing (IA)
SIGMA PLANNING CORPORATION
ANN ARBOR, MI, United States · Form ADV filed May 7, 2026
- Regulatory AUM
- $6.1B Form ADV · Item 5.F
- Client accounts
- 26,433 Accounts, not individual clients
- Employees
- 471 Reported in this filing
- Advisory professionals
- 471 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 29,763 | $4,144,535,152 | 67.9% |
| High-net-worth individuals | 832 | $1,732,152,774 | 28.4% |
| Corporations & businesses | 100 | $189,585,146 | 3.1% |
| Retirement plans | 190 | $28,012,908 | 0.5% |
| Charities | 21 | $8,179,837 | 0.1% |
| Government entities | 10 | $0 | 0.0% |
Filing source
Form ADV 2104203 · May 7, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 7, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
300 PARKLAND PLAZAANN ARBOR, MI, 48103, United States
CRD 110692
Filing source
Form ADV 2104203 · May 7, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.