Investment adviser · CRD 139179

SPARX ASSET MANAGEMENT KOREA CO., LTD

Investment adviser filing (IA)

SEOUL, Korea, South · Form ADV filed Jun 21, 2017

Regulatory AUM
$1.22B
Form ADV · Item 5.F
Client accounts
48
Accounts, not individual clients
Employees
25
Reported in this filing
Advisory professionals
11
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jun 21, 2017. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

9TH FLOOR, JONGNO TOWER, 51 JONONO, JONGNO-GU
SEOUL, 03161, Korea, South

CRD 139179

Filing source

Form ADV 1123496 · Jun 21, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.