Investment adviser · CRD 134747
SPARX ASSET MANAGEMENT CO., LTD.
Investment adviser filing (IA)
TOKYO, Japan · Form ADV filed Jun 8, 2026
- Regulatory AUM
- $11.7B Form ADV · Item 5.F
- Client accounts
- 98 Accounts, not individual clients
- Employees
- 145 Reported in this filing
- Advisory professionals
- 35 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 69 | $7,604,050,537 | 64.9% |
| Government entities | Fewer than 5 | $2,682,821,993 | 22.9% |
| Other clients | 9 | $583,982,928 | 5.0% |
| Investment companies | 2 | $524,694,471 | 4.5% |
| Retirement plans | 15 | $295,968,064 | 2.5% |
| Corporations & businesses | Fewer than 5 | $22,393,902 | 0.2% |
| Individuals | Fewer than 5 | $0 | 0.0% |
| High-net-worth individuals | Fewer than 5 | $0 | 0.0% |
| Banks & thrifts | Fewer than 5 | $0 | 0.0% |
| Charities | Fewer than 5 | $0 | 0.0% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
| Insurance companies | Fewer than 5 | $0 | 0.0% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 2103929 · Jun 8, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
No detailed fund records are available here. Funds may be referenced under another reporting adviser in Schedule D 7.B.(2); this does not establish that the adviser has no funds.
Services & filing details
Most recent filing: Jun 8, 2026. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
SHINAGAWA SEASON TERRACE 6TH FLOOR,, 1-2-70,KONAN, MINATO-KUTOKYO, 108-0075, Japan
CRD 134747
Filing source
Form ADV 2103929 · Jun 8, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.