Investment adviser · CRD 107646
SOWA FINANCIAL GROUP
Investment adviser filing (IA)
SOWA FINANCIAL GROUP INC
LINCOLN, RI, United States · Form ADV filed Feb 12, 2026
- Regulatory AUM
- $517M Form ADV · Item 5.F
- Client accounts
- 1,400 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 153 | $328,193,204 | 63.5% |
| Individuals | 419 | $188,823,571 | 36.5% |
Filing source
Form ADV 2045016 · Feb 12, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 12, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Publication of newsletters
Compensation
Percentage of assets · Fixed
Principal office
24 ALBION ROAD, SUITE 340LINCOLN, RI, 02865, United States
CRD 107646
Filing source
Form ADV 2045016 · Feb 12, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.