Investment adviser · CRD 130097

SOVEREIGN PRIVATE EQUITY MANAGEMENT, LLC

Investment adviser filing (IA)

QUANTITATIVE EQUITY STRATEGIES, LLC

HIGHLANDS RANCH, CO, United States · Form ADV filed May 21, 2014

Regulatory AUM: $17.8M
Client accounts: 1
Employees: 1
Advisory professionals: 1

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOVEREIGN LEE HYBRID FUND, LPHedge Fund · Last reported May 21, 2014$17.8MGross asset value

Form D fundraising filings

Sovereign Lee Hybrid Fund LP

Fund administrator ALPS FUNDS SERVICES DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States

Custodian MORGAN STANLEY & CO. LLC BEVERLY HILLS, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source

Fund ID: 805-3165985644
Reported beneficial owners: 45
Minimum commitment: $1M
Form D file number: 021-103363

Form ADV 825336 · May 21, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 21, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

8822 S RIDGELINE BLVD., SUITE #220
HIGHLANDS RANCH, CO, 80129, United States

CRD 130097

Filing source

Form ADV 825336 · May 21, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.