Investment adviser · CRD 304931

SOUTHPEAK INVESTMENT MANAGEMENT PTY LIMITED

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NORTH SYDNEY, NEW SOUTH WALES, Australia · Form ADV filed Aug 13, 2020

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

REAL DIVERSIFICATION FUND (8-16% VOL)Hedge Fund · Last reported Aug 13, 2020$936MGross asset value

Feeder funds

REAL DIVERSIFICATION FUND (4-8% VOL)

Fund administrator APEX FUND SERVICES (SYDNEY) PTY LIMITED SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG SYDNEY, Australia

Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No

Custodian BNP PARIBAS PARIS, France Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS LIMITED SYDNEY, Australia Related to adviser: No

Custodian DEUTSCHE BANK AG SYDNEY, Australia Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL SYDNEY, Australia Related to adviser: No

Custodian JP MORGAN CHASE BANK NA SYDNEY, Australia Related to adviser: No

Custodian NATIONAL AUSTRALIA BANK SYDNEY, Australia Related to adviser: No

Custodian NATIXIS PARIS, France Related to adviser: No

Custodian SOCIETE-GENERALE PARIS, France Related to adviser: No

Custodian UBS AG SYDNEY, Australia Related to adviser: No

Custodian UBS SECURITIES AUSTRALIA LIMITED SYDNEY, Australia Related to adviser: No

Prime broker DEUTSCHE BANK AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1435

GOLDMAN SACHS & CO. LLC
SEC 8-129

Fund details & source

Fund ID: 805-9048021399
Reported beneficial owners: 24
Minimum commitment: $702K

Form ADV 1449591 · Aug 13, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGH CONVICTION OPPORTUNITIES FUNDHedge Fund · Last reported Aug 13, 2020$11.5MGross asset value