SOUTHPEAK INVESTMENT MANAGEMENT LLC – investment adviser, $1.32B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$1,318,992,102	100.0%

Filing source

Form ADV 1267707 · Mar 25, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

REAL DIVERSIFICATION FUND (8-16% VOL)Hedge Fund · Last reported Mar 25, 2019$1.28BGross asset value

Feeder funds

REAL DIVERSIFICATION FUND

Fund administrator CUSTOM HOUSE FUND SERVICES (AUSTRALIA) PTY LIMITED SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG SYDNEY, Australia

Custodian BNP PARIBAS PARIS, France Related to adviser: No

Custodian DEUTSCHE BANK AG SYDNEY, Australia Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL SYDNEY, Australia Related to adviser: No

Custodian JP MORGAN CHASE BANK NA SYDNEY, Australia Related to adviser: No

Custodian NATIONAL AUSTRALIA BANK SYDNEY, Australia Related to adviser: No

Custodian NATIXIS PARIS, France Related to adviser: No

Custodian SOCIETE-GENERALE PARIS, France Related to adviser: No

Custodian UBS AG SYDNEY, Australia Related to adviser: No

Custodian UBS SECURITIES AUSTRALIA LIMITED SYDNEY, Australia Related to adviser: No

Prime broker DEUTSCHE BANK AG SYDNEY, Australia

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1435

GOLDMAN SACHS & CO. LLC
SEC 8-129

Fund details & source

Fund ID: 805-1305583981
Reported beneficial owners: 24
Minimum commitment: $705K

Form ADV 1267707 · Mar 25, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REAL DIVERSIFICATION FUNDHedge Fund · Last reported Mar 31, 2015$216MGross asset value

Fund administrator TMF FUND ADMINISTRATORS (AUSTRALIA) LIMITED SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG SYDNEY, Australia

Custodian DEUTSCHE BANK AG SYDNEY, Australia Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL SYDNEY, Australia Related to adviser: No

Custodian JP MORGAN CHASE BANK NA SYDNEY, Australia Related to adviser: No

Custodian JP MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No

Custodian NATIONAL AUSTRALIA BANK SYDNEY, Australia Related to adviser: No

Custodian UBS AG SYDNEY, Australia Related to adviser: No

Custodian UBS SECURITIES AUSTRALIA LIMITED SYDNEY, Australia Related to adviser: No

Custodian WESTPAC BANK SYDNEY, Australia Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

Fund details & source

Fund ID: 805-8467947237
Reported beneficial owners: 2
Minimum commitment: $817K

Form ADV 868593 · Mar 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGH CONVICTION OPPORTUNITIES FUNDHedge Fund · Last reported Mar 25, 2019$35.3MGross asset value