SOUTHPAW ASSET MANAGEMENT, LP – investment adviser, $125M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$125,138,631	100.0%

Filing source

Form ADV 2064489 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOUTHPAW CREDIT OPPORTUNITY MASTER FUND LPHedge Fund · Last reported Mar 27, 2026$125MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Related to adviser: No

Custodian J.P. MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian PNC BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Custodian WELLS FARGO BANK, NA SAN FRANCISCO, California, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER LLP
PCAOB 274

CITCO BANKING CORPORATION N.V.
LEI 549300HEYP0HGEVT8L46

J.P. MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PNC BANK, N.A.
LEI AD6GFRVSDT01YPT1CS68

WELLS FARGO BANK, NA
LEI KB1H1DSPRFMYMCUFXT09

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-8869337524
Reported beneficial owners: 311
Minimum commitment: $1M
Form D file number: 021-80260
Form D file number: 021-80303

Form ADV 2064489 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 135693

Filing source

Form ADV 2064489 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.