Investment adviser · CRD 286095

SOUTHOCEAN INVESTMENT PARTNERS, LLC

Investment adviser filing (IA)

FT. LAUDERDALE, FL, United States · Form ADV filed Aug 1, 2018

Regulatory AUM: $362M
Client accounts: 4
Employees: 5
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$362,201,350	100.0%

Filing source

Form ADV 1232328 · Aug 1, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOUTHOCEAN MULTI-STRATEGY ALTERNATIVES FUND, LPHedge Fund · Last reported Aug 1, 2018$195MGross asset value

Form D fundraising filings

SouthOcean Multi-Strategy Alternatives Fund, LP

Fund administrator WLD ENTERPRISES, INC. FORT LAUDERDALE, Florida, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KAUFMAN, ROSSIN & CO., PA MIAMI, Florida, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KAUFMAN, ROSSIN & CO., PA
PCAOB 137

Fund details & source

Fund ID: 805-3016090671
Reported beneficial owners: 35
Minimum commitment: $1M
Form D file number: 021-257402

Form ADV 1232328 · Aug 1, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUTHOCEAN PRIVATE EQUITY PARTNERS, LPPrivate Equity Fund · Last reported Aug 1, 2018$90.8MGross asset value

Form D fundraising filings

SouthOcean Private Equity Partners, LP

Fund administrator WLD ENTERPRISES, INC. FORT LAUDERDALE, Florida, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KAUFMAN, ROSSIN & CO., PA MIAMI, Florida, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KAUFMAN, ROSSIN & CO., PA
PCAOB 137

Fund details & source

Fund ID: 805-3753512004
Reported beneficial owners: 34
Minimum commitment: $1M
Form D file number: 021-250139

Form ADV 1232328 · Aug 1, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUTHOCEAN PRIVATE CREDIT PARTNERS, LPPrivate Equity Fund · Last reported Aug 1, 2018$47.5MGross asset value

Fund administrator WLD ENTERPRISES, INC. FORT LAUDERDALE, Florida, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KAUFMAN, ROSSIN & CO., PA MIAMI, Florida, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KAUFMAN, ROSSIN & CO., PA
PCAOB 137

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

Fund details & source

Fund ID: 805-8166222342
Reported beneficial owners: 45
Minimum commitment: $1M
Form D file number: 021-241523

Form ADV 1232328 · Aug 1, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LAS OLAS PRIVATE EQUITY VI, LLCPrivate Equity Fund · Last reported Aug 1, 2018$28.6MGross asset value

Fund administrator WLD ENTERPRISES, INC. FORT LAUDERDALE, Florida, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KAUFMAN, ROSSIN & CO., PA MIAMI, Florida, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KAUFMAN, ROSSIN & CO., PA
PCAOB 137

Fund details & source

Fund ID: 805-2002753822
Reported beneficial owners: 33
Minimum commitment: $1M

Form ADV 1232328 · Aug 1, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 1, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

401 E. LAS OLAS BLVD., SUITE 2220
FT. LAUDERDALE, FL, 33301, United States

CRD 286095

Filing source

Form ADV 1232328 · Aug 1, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.