Investment adviser · CRD 309933
SOUTHERN OAK CAPITAL, LLC
Investment adviser filing (IA)
HOOVER, AL, United States · Form ADV filed Jul 17, 2023
- Regulatory AUM
- $52.5M Form ADV · Item 5.F
- Client accounts
- 5 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 4 | $50,671,593 | 96.4% |
| High-net-worth individuals | Fewer than 5 | $1,875,000 | 3.6% |
Filing source
Form ADV 1775236 · Jul 17, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
SOC INCOME FUND LPHedge Fund · Last reported Jul 17, 2023$25.7MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
WARREN AVERETT, LLC
PCAOB 2226
INTERACTIVE BROKERS LLC
SEC 8-47257
SYNOVUS BANK
LEI DX0JX77PRMOELF7VG77
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
Fund details & source
- Fund ID
- 805-7019698459
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
Form ADV 1775236 · Jul 17, 2023 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SOC CORE CRE FUND LPHedge Fund · Last reported Jul 17, 2023$22.4MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
WARREN AVERETT, LLC
PCAOB 2226
SYNOVUS BANK
LEI DX0JX77PRMOELF7VG77
Fund details & source
- Fund ID
- 805-4620340010
- Reported beneficial owners
- 5
- Minimum commitment
- $1M
- Form D file number
- 021-418116
Form ADV 1775236 · Jul 17, 2023 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SOC MULTI-STRAT INCOME & GROWTH FUND LPHedge Fund · Last reported Jul 17, 2023$2.57MGross asset value
Form D fundraising filings
SOC Multi-Strat Income & Growth Fund LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
WARREN AVERETT, LLC
PCAOB 2226
SYNOVUS BANK
LEI DX0JX77PRMOELF7VG77
Fund details & source
- Fund ID
- 805-6737866161
- Reported beneficial owners
- 10
- Minimum commitment
- $500K
- Form D file number
- 021-405249
Form ADV 1775236 · Jul 17, 2023 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jul 17, 2023. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
1200 CORPORATE DRIVE, SUITE 100HOOVER, AL, 35242, United States
CRD 309933
Filing source
Form ADV 1775236 · Jul 17, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.