Investment adviser · CRD 311808

SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 30, 2026

Regulatory AUM: $2.72B
Client accounts: 8
Employees: 25
Advisory professionals: 19

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	5	$1,720,592,523	63.2%
Pooled investment vehicles	2	$524,888,168	19.3%
Corporations & businesses	1	$477,879,815	17.5%

Filing source

Form ADV 2101652 · Apr 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOUND POINT CRE SENIOR SECURED INCOME REIT, LLCHedge Fund · Last reported Apr 30, 2026$252MGross asset value

Form D fundraising filings

Sound Point CRE Senior Secured Income REIT, LLC

Feeder funds

SOUND POINT CRE SENIOR SECURED INCOME FUND, LP

Fund administrator HARMONIC FUND SERVICES GEORGETOWN, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States

Custodian HARMONIC FUND SERVICES GEORGETOWN, GRAND CAYMAN, Cayman Islands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

Fund details & source

Fund ID: 805-4744687703
Reported beneficial owners: 35
Minimum commitment: $100K
Form D file number: 021-526704
Form D file number: 021-535197

Form ADV 2101652 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 30, 2026. View historical filings

Reported services

Business portfolio management

Compensation

Percentage of assets

Principal office

375 PARK AVENUE, 34TH FLOOR
NEW YORK, NY, 10152, United States

CRD 311808

Filing source

Form ADV 2101652 · Apr 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.