Investment adviser · CRD 293256

SOUND POINT CLO C-MOA, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $12.3B
Client accounts: 24
Employees: 40
Advisory professionals: 36

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	24	$12,342,427,643	100.0%

Filing source

Form ADV 2071824 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

25 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOUND POINT EURO CLO I FUNDING DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund · Last reported Mar 31, 2026$713MGross asset value

Fund administrator U.S. BANK GLOBAL CORPORATE TRUST SERVICES SAINT PAUL, Minnesota, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG IRELAND DUBLIN 2, Ireland

Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES SAINT PAUL, Minnesota, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG IRELAND
PCAOB 185

Fund details & source

Fund ID: 805-1197064246
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2071824 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT EURO CLO 14 FUNDING DACSecuritized Asset Fund · Last reported Mar 31, 2026$690MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON SA/NV DUBIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG IRELAND DUBLIN 2, Ireland

Custodian THE BANK OF NEW YORK MELLON LONDON, United Kingdom Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG IRELAND
PCAOB 185

Fund details & source

Fund ID: 805-2750275509
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2071824 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT EURO CLO VII FUNDING DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund · Last reported Mar 31, 2026$686MGross asset value

Fund administrator US BANK GLOBAL CORPORATE TRUST SERVICES LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG IRELAND DUBLIN 2, Ireland

Custodian US BANK GLOBAL CORPORATE TRUST SERVICES LONDON, United Kingdom Related to adviser: No

Marketer BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG IRELAND
PCAOB 185

Fund details & source

Fund ID: 805-1986911448
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2071824 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT EURO CLO VIII FUNDING DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund · Last reported Mar 31, 2026$684MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON. S.A./N.V. LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG IRELAND DUBLIN 2, Ireland

Custodian THE BANK OF NEW YORK MELLON, S.A./ N.V. LONDON, United Kingdom Related to adviser: No

Marketer JEFFERIES INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG IRELAND
PCAOB 185

Fund details & source

Fund ID: 805-9100968585
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2071824 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT EURO CLO 15 FUNDING DACSecuritized Asset Fund · Last reported Mar 31, 2026$679MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON SA/NV DUBIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG IRELAND DUBLIN 2, Ireland

Custodian THE BANK OF NEW YORK MELLON LONDON, United Kingdom Related to adviser: No

Marketer JEFFERIES LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG IRELAND
PCAOB 185

Fund details & source

Fund ID: 805-8633182257
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2071824 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT EURO CLO 11 FUNDING DACSecuritized Asset Fund · Last reported Mar 31, 2026$619MGross asset value

Fund administrator U.S. BANK GLOBAL CORPORATE TRUST LIMITED LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG IRELAND DUBLIN 2, Ireland

Custodian ELAVON FINANCIAL SERVICES DAC DUBLIN, Ireland Related to adviser: No

Marketer BOFA SECURITIES LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG IRELAND
PCAOB 185

Fund details & source

Fund ID: 805-5326186011
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2071824 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT EURO CLO 10 FUNDING DACSecuritized Asset Fund · Last reported Mar 31, 2026$617MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON. S.A./N.V. LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG IRELAND DUBLIN 2, Ireland

Custodian THE BANK OF NEW YORK MELLON, S.A./ N.V. LONDON, United Kingdom Related to adviser: No

Marketer JEFFERIES INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG IRELAND
PCAOB 185

Fund details & source

Fund ID: 805-1932192967
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2071824 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

375 PARK AVENUE, 34TH FLOOR
NEW YORK, NY, 10152, United States

CRD 293256

Filing source

Form ADV 2071824 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.