Investment adviser · CRD 165790

SOUND HARBOR PARTNERS

Investment adviser filing (IA)

SOUND HARBOR PARTNERS LLC

NEW YORK, NY, United States · Form ADV filed Mar 29, 2016

Regulatory AUM
$1.14B
Form ADV · Item 5.F
Client accounts
13
Accounts, not individual clients
Employees
17
Reported in this filing
Advisory professionals
12
Investment advisory functions

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOUND HARBOR LOAN FUND 2014-1 LTD.Securitized Asset Fund · Last reported Mar 29, 2016$450MGross asset value
Fund administrator U.S. BANK GLOBAL CORPORATE TRUST SERVICES BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator U.S. BANK GLOBAL CORPORATE TRUST SERVICES HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1468539392
Reported beneficial owners
0
Minimum commitment
$200K

Form ADV 986082 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LANDMARK VIII CDO LTD.Securitized Asset Fund · Last reported Mar 29, 2016$291MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator U.S. BANK GLOBAL CORPORATE TRUST SERVICES BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6896199723
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 986082 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LANDMARK IX CDO LTD.Securitized Asset Fund · Last reported Mar 29, 2016$219MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator U.S. BANK GLOBAL CORPORATE TRUST SERVICES BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2845857698
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 986082 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND HARBOR CAPITAL SOLUTIONS FUND II L.P.Private Equity Fund · Last reported Mar 29, 2016$49.9MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. MISSISSAUGA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer MONUMENT GROUP, INC. BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MONUMENT GROUP, INC.
CRD 36399 · SEC 8-47248

Fund details & source
Fund ID
805-3522027108
Reported beneficial owners
57
Minimum commitment
$100K
Form D file number
021-251518

Form ADV 986082 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHP CAPITAL SOLUTIONS FUND L.P.Private Equity Fund · Last reported Mar 29, 2016$49.6MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. MISSISSAUGA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9147329775
Reported beneficial owners
64
Minimum commitment
$12.5K
Form D file number
021-155608

Form ADV 986082 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LANDMARK VII CDO LTD.Securitized Asset Fund · Last reported Mar 29, 2016$9.91MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator U.S. BANK GLOBAL CORPORATE TRUST SERVICES BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9149553475
Reported beneficial owners
0
Minimum commitment
$100K

Form ADV 986082 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LANDMARK VI CDO LTD.Securitized Asset Fund · Last reported Mar 29, 2016$6.1MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator U.S. BANK GLOBAL CORPORATE TRUST SERVICES BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6458033188
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 986082 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2016. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

12 EAST 49TH STREET, 36TH FLOOR
NEW YORK, NY, 10017, United States

CRD 165790

Filing source

Form ADV 986082 · Mar 29, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.