Investment adviser · CRD 154586

SOTEIRA CAPITAL, LLC

Investment adviser filing (IA)

IRVINE, CA, United States · Form ADV filed Sep 10, 2020

Regulatory AUM: $16.7M
Client accounts: 20
Employees: 3
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	18	$14,700,000	88.0%
Pooled investment vehicles	1	$1,000,000	6.0%
Charities	Fewer than 5	$1,000,000	6.0%

Filing source

Form ADV 1455774 · Sep 10, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HUNTRESS FUND L.P.Hedge Fund · Last reported Sep 10, 2020$1MGross asset value

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO ENGLEWOOD, Colorado, United States

Custodian INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO
PCAOB 673

INTERACTIVE BROKERS CORP.
SEC 8-53615

INTERACTIVE BROKERS CORP.
CRD 117942 · SEC 8-53615

Fund details & source

Fund ID: 805-5921235614
Reported beneficial owners: 4
Minimum commitment: $100K

Form ADV 1455774 · Sep 10, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 10, 2020. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

19200 VON KARMAN, 600
IRVINE, CA, 92612, United States

CRD 154586

Filing source

Form ADV 1455774 · Sep 10, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.