Investment adviser · CRD 158843

SOPHROSYNE CAPITAL, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 6, 2015

Regulatory AUM
$68M
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOPHROSYNE TECHNOLOGY FUND, LTDHedge Fund · Last reported Jul 6, 2015$63.6MGross asset value

Feeder funds

Fund administrator EISNERAMPER FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS/KPMG ROSELAND, New Jersey, United States
Custodian DMS BANK & TRUST LTD GRAND CAYMAN, Cayman Islands Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-1888572975
Reported beneficial owners
90
Minimum commitment
$250K
Form D file number
021-83523

Form ADV 933388 · Jul 6, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOPHROSYNE MALTHUSIAN PARTNERS, L.P.Hedge Fund · Last reported Jul 6, 2015$6.8MGross asset value

Form D fundraising filings

Sophrosyne Malthusian Partners LP

Feeder funds

  • SOPHROSYNE MALTHUSIAN PARTNERS, LTD.
Fund administrator EISNERAMPER FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS/ KPMG ROSELAND, New Jersey, United States
Custodian DMS BANK & TRUST LTD GRAND CAYMAN, Cayman Islands Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-5375101774
Reported beneficial owners
6
Minimum commitment
$250K
Form D file number
021-159254

Form ADV 933388 · Jul 6, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 6, 2015. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

156 EAST 36TH STREET AT 2 SNIFFEN COURT
NEW YORK, NY, 10016, United States

CRD 158843

Filing source

Form ADV 933388 · Jul 6, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.