Investment adviser · CRD 138687
SONOMA WEST ADVISORS
Investment adviser filing (IA)
SONOMA WEST LLC
· Form ADV filed Mar 27, 2026
- Regulatory AUM
- $256M Form ADV · Item 5.F
- Client accounts
- 167 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 57 | $215,330,325 | 84.1% |
| Corporations & businesses | Fewer than 5 | $33,774,009 | 13.2% |
| Charities | Fewer than 5 | $6,838,203 | 2.7% |
Filing source
Form ADV 2083919 · Mar 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 27, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
CRD 138687
Filing source
Form ADV 2083919 · Mar 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.