Investment adviser · CRD 335435
SONOMA ALLOCATIONS
Investment adviser filing (IA)
SONOMA ALLOCATIONS LLC
SANTA ROSA, CA, United States · Form ADV filed Apr 16, 2026
- Regulatory AUM
- $350M Form ADV · Item 5.F
- Client accounts
- 902 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 190 | $190,241,403 | 54.4% |
| Individuals | 138 | $148,362,293 | 42.4% |
| Charities | Fewer than 5 | $6,261,304 | 1.8% |
| Government entities | Fewer than 5 | $4,120,000 | 1.2% |
| Corporations & businesses | Fewer than 5 | $1,015,000 | 0.3% |
Filing source
Form ADV 2093520 · Apr 16, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 16, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting
Compensation
Percentage of assets · Fixed
Principal office
50 OLD COURTHOUSE SQUARE, SUITE 300SANTA ROSA, CA, 95404, United States
CRD 335435
Filing source
Form ADV 2093520 · Apr 16, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.