Investment adviser · CRD 291738

SONA ASSET MANAGEMENT (US) LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 9, 2026

Regulatory AUM: $33.5B
Client accounts: 20
Employees: 39
Advisory professionals: 31

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	15	$30,492,289,117	91.1%
Sovereign wealth & foreign institutions	Fewer than 5	$2,996,504,125	8.9%
Retirement plans	Fewer than 5	$0	0.0%
Other clients	Fewer than 5	$0	0.0%

Filing source

Form ADV 2114865 · Jul 9, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SONA CREDIT MASTER FUND LIMITEDHedge Fund · Last reported Jul 9, 2026$29.3BGross asset value

Feeder funds

SONA CREDIT FUND LP
SONA CREDIT FUND LIMITED

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP GEORGE TOWN, GRAND CAYMAN, CAYMAN ISLANDS, Cayman Islands

Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No

Custodian BNP PARIBAS, LONDON BRANCH LONDON, United Kingdom Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian JP MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No

Custodian SOCIETE GENERALE INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED LONDON, United Kingdom Related to adviser: No

Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No

Marketer PJT PARTNERS LP NEW YORK, New York, United States Related to adviser: No

Prime broker BARCLAYS BANK PLC LONDON, United Kingdom

Prime broker BNP PARIBAS, LONDON BRANCH LONDON, United Kingdom

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker JP MORGAN SECURITIES PLC LONDON, United Kingdom

Prime broker SOCIETE GENERALE INTERNATIONAL LIMITED LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 1096

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK557

BNP PARIBAS, LONDON BRANCH
LEI R0MUWSFPU8MPRO8K5P83

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

JP MORGAN SECURITIES PLC
LEI ZBUT11V806EZRVTWT807

SOCIETE GENERALE INTERNATIONAL LIMITED
LEI 0IKLU6X1B10WK7X42C15

THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED
LEI 549300KP56LL8NKKFL47

MORGAN STANLEY
CRD 149777 · SEC 801-70103

PJT PARTNERS LP
CRD 171058 · SEC 8-69442

Fund details & source

Fund ID: 805-6673954331
Reported beneficial owners: 119
Minimum commitment: $1M
Form D file number: 021-360795
Form D file number: 021-360800

Form ADV 2114865 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SONA CREDIT OPPORTUNITIES MASTER FUND LIMITEDHedge Fund · Last reported Jul 9, 2026$42.1MGross asset value

Feeder funds

SONA CREDIT OPPORTUNITIES FUND LP
SONA CREDIT OPPORTUNITIES FUND LIMITED

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP GEORGE TOWN, GRAND CAYMAN, Cayman Islands

Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No

Marketer PJT PARTNERS LP NEW YORK, New York, United States Related to adviser: No

Prime broker BARCLAYS BANK PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 1096

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK557

PJT PARTNERS LP
CRD 171058 · SEC 8-69442

Fund details & source

Fund ID: 805-8404534509
Reported beneficial owners: 10
Minimum commitment: $1M
Form D file number: 021-473363
Form D file number: 021-473366

Form ADV 2114865 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SONA SRT TRADING SPCOther Private Fund · Last reported Jul 9, 2026$0Gross asset value

Feeder funds

Fund administrator APEX FUND SERVICES (MALTA) LIMITED BIRKIRKARA, Malta Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE AUDIT LUXEMBOURG, Luxembourg

Custodian BANCO SANTANDER, S.A MADRID, Spain Related to adviser: No

Custodian EUROPEAN DEPOSITARY BANK SA MUNSBACH, Luxembourg Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Prime broker BANCO SANTANDER, S.A MADRID, Spain

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Prime broker NOMURA INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE AUDIT
PCAOB 1287

BANCO SANTANDER, S.A
LEI 5493006QMFDDMYWIAM13

EUROPEAN DEPOSITARY BANK SA
LEI 5299000YBKNGBUB4VF56

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

NOMURA INTERNATIONAL PLC
LEI 549300H6X5Z2K0W6CF97

Fund details & source

Fund ID: 805-6500597547
Reported beneficial owners: 0
Minimum commitment: $5M
Form D file number: 021-549294
Form D file number: 021-549302
Form D file number: 021-549306
Form D file number: 021-549320

Form ADV 2114865 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 9, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

730 3RD AVENUE, 26TH FLOOR
NEW YORK, NY, 10017, United States

CRD 291738

Filing source

Form ADV 2114865 · Jul 9, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.