Investment adviser · CRD 158481

SOLOMON HESS CAPITAL MANAGEMENT

Investment adviser filing (IA)

SOLOMON HESS SBA MANAGEMENT LLC

ARLINGTON, VA, United States · Form ADV filed Apr 28, 2026

Regulatory AUM: $1.08B
Client accounts: 4
Employees: 7
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$1,077,739,681	100.0%

Filing source

Form ADV 2100029 · Apr 28, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOLOMON HESS SBA LOAN FUND LLCHedge Fund · Last reported Apr 28, 2026$910MGross asset value

Form D fundraising filings

SOLOMON HESS SBA LOAN FUND LLC

Fund administrator US BANK FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHN REZNICK BALTIMORE, Maryland, United States

Custodian ARGENT INSTITUTIONAL TRUST COMPANY MILWAUKEE, Wisconsin, United States Related to adviser: No

Custodian BMO CAPITAL MARKETS CORP. NEW YORK, New York, United States Related to adviser: No

Custodian CANTOR FITZGERALD & CO. NEW YORK, New York, United States Related to adviser: No

Custodian MIRAE ASSET SECURITIES (USA) INC. NEW YORK, New York, United States Related to adviser: No

Custodian SOUTH STREET SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian US BANK, NA MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHN REZNICK
PCAOB 596

BMO CAPITAL MARKETS CORP.
SEC 8-34344

CANTOR FITZGERALD & CO.
SEC 8-201

MIRAE ASSET SECURITIES (USA) INC.
SEC 8-45034

SOUTH STREET SECURITIES LLC
SEC 8-65770

Fund details & source

Fund ID: 805-7813622761
Reported beneficial owners: 122
Minimum commitment: $2M
Form D file number: 021-72271

Form ADV 2100029 · Apr 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOLOMON HESS OPPORTUNITY FUND LLCHedge Fund · Last reported Apr 28, 2026$135MGross asset value

Form D fundraising filings

Solomon Hess Opportunity Fund LLC

Feeder funds

SOLOMON HESS OPPORTUNITY FUND II LLC

Fund administrator US BANK FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY, LTD HUNT VALLEY, Maryland, United States

Custodian ARGENT INSTITUTIONAL TRUST COMPANY MILWAUKEE, Wisconsin, United States Related to adviser: No

Custodian BMO CAPITAL MARKETS CORP. NEW YORK, New York, United States Related to adviser: No

Custodian BYLINE BANK SCHAUMBURG, Illinois, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. LA JOLLA, California, United States Related to adviser: No

Custodian US BANK, NA MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY, LTD
PCAOB 925

BMO CAPITAL MARKETS CORP.
SEC 8-34344

BYLINE BANK
LEI 36-2729588

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source

Fund ID: 805-7775005779
Reported beneficial owners: 83
Minimum commitment: $50K
Form D file number: 021-141826

Form ADV 2100029 · Apr 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOLOMON HESS IO OPPORTUNITIES FUND LLCHedge Fund · Last reported Apr 28, 2026$32.6MGross asset value

Form D fundraising filings

Solomon Hess IO Opportunities Fund LLC

Fund administrator PIEDMONT FUND SERVICES LLC HERNDON, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY, LTD HUNT VALLEY, Maryland, United States

Custodian BMO CAPITAL MARKETS CORP. NEW YORK, New York, United States Related to adviser: No

Custodian BYLINE BANK SCHAUMBURG, Illinois, United States Related to adviser: No

Custodian US BANK, NA MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY, LTD
PCAOB 925

BMO CAPITAL MARKETS CORP.
SEC 8-34344

BYLINE BANK
LEI 36-2729588

Fund details & source

Fund ID: 805-2861019131
Reported beneficial owners: 14
Minimum commitment: $500K
Form D file number: 021-443712

Form ADV 2100029 · Apr 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ESI INVESTORS IV LLCHedge Fund · Last reported Mar 19, 2014$28.3MGross asset value

Form D fundraising filings

ESI Investors IV LLC

Auditor WEAVER & TIDWELL LLP HOUSTON, Tennessee, United States

Custodian UBS FINANCIAL SERVICES INC. LA JOLLA, California, United States Related to adviser: No

Custodian US BANK, NA MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source

Fund ID: 805-8126478897
Reported beneficial owners: 45
Minimum commitment: $25K
Form D file number: 021-202289

Form ADV 801397 · Mar 19, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOLOMON HESS NMTC II LLCReal Estate Fund · Last reported Mar 31, 2017$18.1MGross asset value

Auditor NOVOGRADAC SAN FRANCISCO, California, United States

Custodian US BANK NA MILWAUKEE, Wisconsin, United States Related to adviser: No

Custodian US BANK, NA ST PAUL, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-2346887980
Reported beneficial owners: 1
Minimum commitment: $18M

Form ADV 1102732 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOLOMON HESS NMTC III LLCReal Estate Fund · Last reported Mar 23, 2018$14.1MGross asset value

Auditor COHN REZNICK BALTIMORE, Maryland, United States

Custodian STERLING NATIONAL BANK YONKERS, New York, United States Related to adviser: No

Custodian US BANK, NA ST PAUL, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHN REZNICK
PCAOB 596

Fund details & source

Fund ID: 805-8122969840
Reported beneficial owners: 1
Minimum commitment: $14M

Form ADV 1177726 · Mar 23, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOLOMON HESS NMTC I LLCOther Private Fund · Last reported Mar 4, 2019$11MGross asset value

Auditor NOVOGRADAC SAN FRANCISCO, California, United States

Custodian TD BANK NA MT. LAUREL, New Jersey, United States Related to adviser: No

Custodian US BANK, NA MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

NOVOGRADAC
PCAOB 474

Fund details & source

Fund ID: 805-7208320135
Reported beneficial owners: 2
Minimum commitment: $10M

Form ADV 1277778 · Mar 4, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 28, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

3811 FAIRFAX DR., SUITE 710
ARLINGTON, VA, 22203, United States

CRD 158481

Filing source

Form ADV 2100029 · Apr 28, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.