Investment adviser · CRD 129650

SOLARIS ASSET MANAGEMENT

Investment adviser filing (IA)

SOLARIS ASSET MANAGEMENT,LLC

NEW YORK, NY, United States · Form ADV filed Mar 1, 2019

Regulatory AUM
$106M
Form ADV · Item 5.F
Client accounts
13
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
5
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals10$81,243,83376.7%
Charities3$24,675,72223.3%
Filing source

Form ADV 1284301 · Mar 1, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE GEMINI FUND, LPHedge Fund · Last reported Jan 30, 2018$656KGross asset value

Form D fundraising filings

SOLARIS GEMINI FUND L P

Auditor RSM US LLP NEW YORK, New York, United States
Custodian CHARLES SCHWAB & CO., INC ORLANDO, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-3888285014
Reported beneficial owners
13
Minimum commitment
$1M
Form D file number
021-85478

Form ADV 1164530 · Jan 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 1, 2019. View historical filings

Reported services

Individual portfolio management · Selection of other advisers

Compensation

Percentage of assets

Principal office

645 MADISON AVENUE
NEW YORK, NY, 10022-1003, United States

CRD 129650

Filing source

Form ADV 1284301 · Mar 1, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.