Investment adviser · CRD 160297
SOFINNOVA INVESTMENTS, INC.
MENLO PARK, CA, United States · Form ADV filed Mar 30, 2022
- Regulatory AUM
- $3.9B Form ADV · Item 5.F
- Client accounts
- 12 Accounts, not individual clients
- Employees
- 31 Reported in this filing
- Advisory professionals
- 15 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $3,898,285,640 | 31 | Mar 30, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 8 | $2,740,599,245 | 70.3% |
| Corporations & businesses | Fewer than 5 | $1,157,686,395 | 29.7% |
Filing source
Form ADV 1598466 · Mar 30, 2022 · Item 5.D
Reported by SOFINNOVA INVESTMENTS, INC. (CRD 160297).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
SOFINNOVA VENTURE PARTNERS XI, L.P.Venture Capital Fund$409MGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- Yes
BDO USA, LLP
PCAOB 243
CITI PRIVATE ADVISORY, LLC
CRD 153777 · SEC 801-71561
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
Fund details & source
- Fund ID
- 805-2545304640
- Reported beneficial owners
- 38
- Minimum commitment
- $500K
Form ADV 1598466 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by SOFINNOVA INVESTMENTS, INC. (CRD 160297).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1598466 · Mar 30, 2022 · Items 1 & 5
Reported by SOFINNOVA INVESTMENTS, INC. (CRD 160297).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $3.9B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
3000 SAND HILL ROAD, 4-250MENLO PARK, CA, 94025, United States
CRD 160297
Filing source
Form ADV 1598466 · Mar 30, 2022 · Items 1 & 5
Reported by SOFINNOVA INVESTMENTS, INC. (CRD 160297).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.