Investment adviser · CRD 283280

SOCIAL CAPITAL

Investment adviser filing (IA)

SOCIAL CAPITAL PEP MANAGEMENT, LLC

PALO ALTO, CA, United States · Form ADV filed Mar 29, 2018

Regulatory AUM: $1.91B
Client accounts: 11
Employees: 63
Advisory professionals: 23

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	11	$1,908,609,470	100.0%
Individuals	Fewer than 5	Not reported	Not reported
High-net-worth individuals	Fewer than 5	Not reported	Not reported
Banks & thrifts	Fewer than 5	Not reported	Not reported
Retirement plans	Fewer than 5	Not reported	Not reported
Charities	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported
Corporations & businesses	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1195983 · Mar 29, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE SOCIAL+CAPITAL PARTNERSHIP II, L.P.Venture Capital Fund · Last reported Mar 29, 2018$601MGross asset value

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED JACKSONVILLE, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG LLP
PCAOB 185

CARTA SECURITIES, LLC
SEC 8-69701

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-9794838615
Reported beneficial owners: 69
Minimum commitment: $0
Form D file number: 021-191166

Form ADV 1195983 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE SOCIAL+CAPITAL PARTNERSHIP III, L.P.Venture Capital Fund · Last reported Mar 29, 2018$502MGross asset value

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED JACKSONVILLE, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG LLP
PCAOB 185

CARTA SECURITIES, LLC
SEC 8-69701

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-5097599692
Reported beneficial owners: 90
Minimum commitment: $0
Form D file number: 021-234938

Form ADV 1195983 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE SOCIAL+CAPITAL PARTNERSHIP, L.P.Venture Capital Fund · Last reported Mar 29, 2018$250MGross asset value

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED JACKSONVILLE, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG LLP
PCAOB 185

CARTA SECURITIES, LLC
SEC 8-69701

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-5452535949
Reported beneficial owners: 51
Minimum commitment: $0
Form D file number: 021-163811

Form ADV 1195983 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE SOCIAL+CAPITAL PARTNERSHIP PRINCIPALS FUND II, L.P.Venture Capital Fund · Last reported Mar 29, 2018$158MGross asset value

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED JACKSONVILLE, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG LLP
PCAOB 185

CARTA SECURITIES, LLC
SEC 8-69701

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-1491444676
Reported beneficial owners: 5
Minimum commitment: $0
Form D file number: 021-191168

Form ADV 1195983 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE SOCIAL+CAPITAL PARTNERSHIP OPPORTUNITIES FUND, L.PVenture Capital Fund · Last reported Mar 29, 2018$116MGross asset value

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED JACKSONVILLE, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG LLP
PCAOB 185

CARTA SECURITIES, LLC
SEC 8-69701

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-2652604295
Reported beneficial owners: 29
Minimum commitment: $0
Form D file number: 021-236856

Form ADV 1195983 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOCIAL CAPITAL PUBLIC EQUITY PARTNERS - A LPHedge Fund · Last reported Mar 29, 2018$94.2MGross asset value

Form D fundraising filings

SOCIAL CAPITAL PUBLIC EQUITY PARTNERS - A LP

Fund administrator CITCO FUND ADMINISTRATION GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG SAN FRANCISCO, California, United States

Custodian CITCO BANKING CORPORATION N.V. DE RUYTERKADE 62, Curacao Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-5075749389
Reported beneficial owners: 3
Minimum commitment: $100K
Form D file number: 021-295498

Form ADV 1195983 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE SOCIAL+CAPITAL PARTNERSHIP PRINCIPALS FUND, L.P.Venture Capital Fund · Last reported Mar 29, 2018$68.3MGross asset value

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG LLP
PCAOB 185

CARTA SECURITIES, LLC
SEC 8-69701

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-8172810006
Reported beneficial owners: 5
Minimum commitment: $0
Form D file number: 021-999999

Form ADV 1195983 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

120 HAWTHORNE AVE.
PALO ALTO, CA, 94301, United States

CRD 283280

Filing source

Form ADV 1195983 · Mar 29, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.