Investment adviser · CRD 124788
SMS CAPITAL MANAGEMENT
Investment adviser filing (IA)
SMS CAPITAL MANAGEMENT, INC.
BELLAIRE, TX, United States · Form ADV filed Feb 12, 2019
- Regulatory AUM
- $111M Form ADV · Item 5.F
- Client accounts
- 352 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 91 | $107,776,980 | 96.7% |
| Corporations & businesses | Fewer than 5 | $2,425,599 | 2.2% |
| Individuals | Fewer than 5 | $1,290,770 | 1.2% |
Filing source
Form ADV 1275526 · Feb 12, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 12, 2019. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly · Fixed
Principal office
6575 WEST LOOP SOUTH, SUITE 603BELLAIRE, TX, 77401, United States
CRD 124788
Filing source
Form ADV 1275526 · Feb 12, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.