Investment adviser · CRD 162653

SMP ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

· Form ADV filed Mar 30, 2026

Regulatory AUM: $255M
Client accounts: 2
Employees: 2
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$190,922,875	74.8%
Other clients	Fewer than 5	$64,475,744	25.2%

Filing source

Form ADV 2058479 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SANTA MONICA PARTNERS, L.P.Hedge Fund · Last reported Mar 30, 2026$255MGross asset value

Form D fundraising filings

SANTA MONICA PARTNERS LP

Fund administrator FORMIDIUM CORP. DOWNERS GROVE, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRAGER METIS CPAS BASKING RIDGE, New Jersey, United States

Custodian CALDWELL SUTTER CAPITAL, INC. SAUSALITO, California, United States Related to adviser: No

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian E*TRADE SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No

Custodian TIGRESS FINANCIAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No

Custodian VANGUARD MARKETING CORPORATION DENVER, Colorado, United States Related to adviser: No

Prime broker CALDWELL SUTTER CAPITAL, INC. SAUSALITO, California, United States

Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States

Prime broker INTERACTIVE BROKERS LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY NEW YORK, New York, United States

Prime broker TIGRESS FINANCIAL PARTNERS, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRAGER METIS CPAS
PCAOB 273

CALDWELL SUTTER CAPITAL, INC.
SEC 8-27639

CHARLES SCHWAB & CO., INC.
SEC 8-16514

E*TRADE SECURITIES LLC
SEC 8-44112

INTERACTIVE BROKERS LLC
SEC 8-47257

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

TIGRESS FINANCIAL PARTNERS, LLC
SEC 8-68671

VANGUARD MARKETING CORPORATION
SEC 8-21570

CALDWELL SUTTER CAPITAL, INC.
CRD 10489 · SEC 8-27639

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

MORGAN STANLEY
CRD 149777 · SEC 8-68191

TIGRESS FINANCIAL PARTNERS, LLC
CRD 154717 · SEC 8-68671

Fund details & source

Fund ID: 805-5529198530
Reported beneficial owners: 46
Minimum commitment: $500K
Form D file number: 021-383634

Form ADV 2058479 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 162653

Filing source

Form ADV 2058479 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.