Investment adviser · CRD 110776

SMITH HAYES ADVISERS INC

Investment adviser filing (IA)

LINCOLN, NE, United States · Form ADV filed May 25, 2016

Regulatory AUM
$2.15B
Form ADV · Item 5.F
Client accounts
2,174
Accounts, not individual clients
Employees
83
Reported in this filing
Advisory professionals
54
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CONCORDANT PARTNERS, LLC D/B/A THE CONCORDANT FUNDHedge Fund · Last reported May 25, 2016$31.6MGross asset value
Auditor BKD LLP OMAHA, Nebraska, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-6456773667
Reported beneficial owners
56
Minimum commitment
$250K

Form ADV 1019765 · May 25, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 25, 2016. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Commissions · Performance-based

Principal office

200 CENTRE TERRACE, 1225 L STREET, SUITE 200
LINCOLN, NE, 68508, United States

CRD 110776

Filing source

Form ADV 1019765 · May 25, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.