Investment adviser · CRD 107827
SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.**
Investment adviser filing (IA)
HOUSTON, TX, United States · Form ADV filed Apr 25, 2023
- Regulatory AUM
- $829M Form ADV · Item 5.F
- Client accounts
- 37 Accounts, not individual clients
- Employees
- 15 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 26 | $389,308,647 | 46.9% |
| Government entities | 8 | $366,189,588 | 44.2% |
| Charities | Fewer than 5 | $49,618,424 | 6.0% |
| Corporations & businesses | Fewer than 5 | $24,092,342 | 2.9% |
Filing source
Form ADV 1755819 · Apr 25, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
9 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
SGIA RESIDENTIAL BRIDGE LOAN VENTURE V LPReal Estate Fund · Last reported Apr 20, 2020$508MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
Fund details & source
- Fund ID
- 805-7790702134
- Reported beneficial owners
- 10
- Minimum commitment
- $0
- Form D file number
- 021-284965
Form ADV 1414952 · Apr 20, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
FMJM RWL IVReal Estate Fund · Last reported Apr 20, 2020$67.4MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
Fund details & source
- Fund ID
- 805-7592926888
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1414952 · Apr 20, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
FMJM RWL III LLCReal Estate Fund · Last reported Jun 22, 2018$56.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
Fund details & source
- Fund ID
- 805-6085714075
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1225693 · Jun 22, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
FMJM RWL II LLCReal Estate Fund · Last reported Apr 20, 2020$24MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
Fund details & source
- Fund ID
- 805-7145614129
- Reported beneficial owners
- 4
- Minimum commitment
- $0
Form ADV 1414952 · Apr 20, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SGIA RESIDENTIAL BRIDGE LOAN VENTURE III LPReal Estate Fund · Last reported Jun 22, 2018$5.96MGross asset value
Form D fundraising filings
Five Mile Capital Residential Bridge Loan Venture III LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
Fund details & source
- Fund ID
- 805-7520778540
- Reported beneficial owners
- 6
- Minimum commitment
- $0
- Form D file number
- 021-224093
Form ADV 1225693 · Jun 22, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
FMJM RWL LLCReal Estate Fund · Last reported Apr 20, 2020$2.76MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
Fund details & source
- Fund ID
- 805-4223153832
- Reported beneficial owners
- 4
- Minimum commitment
- $0
Form ADV 1414952 · Apr 20, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SGIA RESIDENTIAL BRIDGE LOAN VENTURE IV LPReal Estate Fund · Last reported Apr 20, 2020$781KGross asset value
Form D fundraising filings
Five Mile Capital Residential Bridge Loan Venture IV LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
Fund details & source
- Fund ID
- 805-4355577705
- Reported beneficial owners
- 7
- Minimum commitment
- $0
- Form D file number
- 021-244670
Form ADV 1414952 · Apr 20, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Apr 25, 2023. View historical filings
Reported services
Business portfolio management
Compensation
Percentage of assets
Principal office
717 TEXAS AVENUEHOUSTON, TX, 77002, United States
CRD 107827
Filing source
Form ADV 1755819 · Apr 25, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.