Investment adviser · CRD 104924

SMITH CAPITAL MANAGEMENT INC

Investment adviser filing (IA)

LITTLE ROCK, AR, United States · Form ADV filed Jun 29, 2020

Regulatory AUM
$504M
Form ADV · Item 5.F
Client accounts
877
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals169$361,975,54871.9%
Individuals206$83,335,67616.5%
Retirement plans9$38,483,3447.6%
Corporations & businesses7$19,101,6213.8%
Charities1$789,7880.2%
Filing source

Form ADV 1439006 · Jun 29, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FIXED OPPORTUNITY PARTNERS I, LLCOther Private Fund · Last reported Jun 29, 2020$52.6MGross asset value
Auditor BROWN ROGERS & COMPANY, P.A. LITTLE ROCK, Arkansas, United States
Auditor HOGAN TAYLOR, LLP TULSA, Oklahoma, United States
Custodian CREWS & ASSOCIATES, INC. LITTLE ROCK, Arkansas, United States Related to adviser: No
Prime broker CREWS & ASSOCIATES, INC. LITTLE ROCK, Arkansas, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

HOGAN TAYLOR, LLP
PCAOB 483

CREWS & ASSOCIATES, INC.
SEC 8-24075

CREWS & ASSOCIATES, INC.
CRD 8052 · SEC 8-24075

Fund details & source
Fund ID
805-7846160952
Reported beneficial owners
94
Minimum commitment
$200K
Form D file number
021-247839

Form ADV 1439006 · Jun 29, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 29, 2020. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

100 RIVER BLUFF DRIVE, SUITE 410
LITTLE ROCK, AR, 72202, United States

CRD 104924

Filing source

Form ADV 1439006 · Jun 29, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.