Investment adviser · CRD 142408

SMITH ASSOCIATES, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

HOLLAND, MI, United States · Form ADV filed Sep 24, 2014

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SMITH & ASSOCIATES FINANCIAL FUND, LLCPrivate Equity Fund · Last reported Sep 24, 2014$6.26MGross asset value

Auditor KAPTEIN, DYKSTRA & COMPANY P.C. GRANDVILLE, Michigan, United States

Custodian MACATAWA BANK HOLLAND, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-8830503908
Reported beneficial owners: 27
Minimum commitment: $100K

Form ADV 846424 · Sep 24, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 24, 2014. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

106 EAST 8TH STREET, SUITE 100
HOLLAND, MI, 49423, United States

CRD 142408

Filing source

Form ADV 846424 · Sep 24, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.