Investment adviser · CRD 107675

SMITH AFFILIATED CAPITAL CORP.

Investment adviser filing (IA)

SMITH AFFILIATED CAPITAL CORP

NEW YORK, NY, United States · Form ADV filed Mar 30, 2026

Regulatory AUM
$1.68B
Form ADV · Item 5.F
Client accounts
197
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
8
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Corporations & businesses17$1,037,310,54761.7%
High-net-worth individuals21$252,027,69615.0%
Other clients10$134,056,8978.0%
Individuals60$116,441,7646.9%
Retirement plans6$73,083,7384.3%
Other investment advisers81$44,341,8632.6%
Government entitiesFewer than 5$23,722,3651.4%
CharitiesFewer than 5$1,160,0800.1%
Filing source

Form ADV 2086916 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PORTSMITH CAPITAL PARTNERS, LLCHedge Fund · Last reported Dec 21, 2015$746KGross asset value
Fund administrator OPUS FUND SERVICES, LLP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian PERSHING LLC LOS ANGELES, California, United States Related to adviser: No
Prime broker PERSHING, LLC LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

Fund details & source
Fund ID
805-5114962373
Reported beneficial owners
5
Minimum commitment
$1M

Form ADV 963909 · Dec 21, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

45 BROADWAY, SUITE 210
NEW YORK, NY, 10006, United States

CRD 107675

Filing source

Form ADV 2086916 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.