Investment adviser · CRD 131162

SMI MANAGEMENT & RESEARCH LLC

Investment adviser filing (IA)

DAMARISCOTTA, ME, United States · Form ADV filed Apr 2, 2012

Regulatory AUM
$40M
Form ADV · Item 5.F
Client accounts
127
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Apr 2, 2012. View historical filings

Reported services

Financial planning · Individual portfolio management

Compensation

Percentage of assets

Principal office

15 BELVEDERE RD
DAMARISCOTTA, ME, 04543, United States

CRD 131162

Filing source

Form ADV 631340 · Apr 2, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.