Investment adviser · CRD 163051

SMH PEG MANAGEMENT , LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

HOUSTON, TX, United States · Form ADV filed Mar 26, 2014

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SANDERS MORRIS HARRIS PRIVATE EQUITY GROUP I LPVenture Capital Fund · Last reported Mar 26, 2014$122KGross asset value
Fund administrator SANDERS MORRIS HARRIS INC. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor GRANT THORNTON LLP HOUSTON, Texas, United States
Custodian PERSHING LLC JEERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

Fund details & source
Fund ID
805-5442872006
Reported beneficial owners
70
Minimum commitment
$50K
Form D file number
021-72203

Form ADV 808379 · Mar 26, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2014. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

600 TRAVIS, SUITE 5900
HOUSTON, TX, 77002, United States

CRD 163051

Filing source

Form ADV 808379 · Mar 26, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.