Investment adviser · CRD 108344
SMH CAPITAL ADVISORS LLC
Investment adviser filing (IA)
WEATHERFORD, TX, United States · Form ADV filed Sep 29, 2026
- Regulatory AUM
- $503M Form ADV · Item 5.F
- Client accounts
- 171 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | Fewer than 5 | $349,689,763 | 69.5% |
| Investment companies | 2 | $98,104,140 | 19.5% |
| Individuals | 161 | $28,329,444 | 5.6% |
| Insurance companies | Fewer than 5 | $13,084,608 | 2.6% |
| High-net-worth individuals | 6 | $9,468,150 | 1.9% |
| Corporations & businesses | Fewer than 5 | $4,404,997 | 0.9% |
Filing source
Form ADV 2135590 · Sep 29, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 29, 2026. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Business portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly · Commissions
Principal office
101 YORK AVE.WEATHERFORD, TX, 76086, United States
CRD 108344
Filing source
Form ADV 2135590 · Sep 29, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.