Investment adviser · CRD 226666

SMC GLOBAL USA INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jun 30, 2017

Regulatory AUM
$29.3M
Form ADV · Item 5.F
Client accounts
168
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jun 30, 2017. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Hourly · Fixed

Principal office

1345 AVENUE OF THE AMERICAS, 2ND FLOOR
NEW YORK, NY, 10105, United States

CRD 226666

Filing source

Form ADV 1123393 · Jun 30, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.