Investment adviser · CRD 315496
SMART WEALTH, LLC
Investment adviser filing (IA)
OMAHA, NE, United States · Form ADV filed Aug 31, 2026
- Regulatory AUM
- $686M Form ADV · Item 5.F
- Client accounts
- 3,660 Accounts, not individual clients
- Employees
- 41 Reported in this filing
- Advisory professionals
- 17 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 339 | $354,545,500 | 51.7% |
| Individuals | 651 | $241,697,653 | 35.2% |
| Investment companies | 4 | $87,439,437 | 12.7% |
| Corporations & businesses | 18 | $1,613,763 | 0.2% |
| Insurance companies | Fewer than 5 | $1,113,572 | 0.2% |
Filing source
Form ADV 2129859 · Aug 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 31, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Investment company portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed
Principal office
13815 FNB PARKWAY, SUITE 400OMAHA, NE, 68154, United States
CRD 315496
Filing source
Form ADV 2129859 · Aug 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.