Investment adviser · CRD 104929

SLOCUM, GORDON & CO. LLP

Investment adviser filing (IA)

SLOCUM GORDON & CO LLP

NEWPORT, RI, United States · Form ADV filed Feb 5, 2026

Regulatory AUM
$219M
Form ADV · Item 5.F
Client accounts
253
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals51$162,309,77874.1%
Charities7$31,316,47214.3%
Individuals66$18,902,2978.6%
Corporations & businesses7$6,485,9743.0%
Government entitiesFewer than 5$136,0440.1%
Filing source

Form ADV 2046895 · Feb 5, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Feb 5, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Hourly · Fixed

Principal office

39 MILL STREET
NEWPORT, RI, 02840, United States

CRD 104929

Filing source

Form ADV 2046895 · Feb 5, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.