SKY HARBOR CAPITAL MANAGEMENT, LLC – investment adviser, $3.88B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	10	$1,911,031,232	49.3%
Pooled investment vehicles	6	$1,550,244,632	40.0%
Retirement plans	Fewer than 5	$235,069,448	6.1%
Government entities	Fewer than 5	$116,519,765	3.0%
Banks & thrifts	Fewer than 5	$48,909,062	1.3%
Charities	Fewer than 5	$16,601,639	0.4%

Filing source

Form ADV 1968841 · Mar 27, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SKY HARBOR BROAD HIGH YIELD MARKET PARTNERS, LPOther Private Fund · Last reported Mar 27, 2025$64.8MGross asset value

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States

Custodian NORTHERN TRUST CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

NORTHERN TRUST
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-8105441123
Reported beneficial owners: 5
Minimum commitment: $10M
Form D file number: 021-190708

Form ADV 1968841 · Mar 27, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SKY HARBOR SHORT DURATION HIGH YIELD PARTNERS, LPOther Private Fund · Last reported Oct 22, 2020$72.9MGross asset value

Form D fundraising filings

SKY Harbor Short Duration High Yield Partners, LP

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG SHORT HILLS, New Jersey, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-4671153109
Reported beneficial owners: 16
Minimum commitment: $10M
Form D file number: 021-190707

Form ADV 1463275 · Oct 22, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2025. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

20 HORSENECK LANE
GREENWICH, CT, 06830-6327, United States

CRD 159020

Filing source

Form ADV 1968841 · Mar 27, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.