Investment adviser · CRD 290610

MODAL CAPITAL LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed May 3, 2018

Regulatory AUM: $130M
Client accounts: 2
Employees: 2
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other clients	Fewer than 5	$99,557,516	76.7%
Pooled investment vehicles	1	$30,220,528	23.3%

Filing source

Form ADV 1212889 · May 3, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MODAL CAPITAL IONIAN FUND LPHedge Fund · Last reported May 3, 2018$30.2MGross asset value

Fund administrator NAV CONSULTING INC. OAK BROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian US BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source

Fund ID: 805-2515833862
Reported beneficial owners: 8
Minimum commitment: $500K
Form D file number: 021-1730401

Form ADV 1212889 · May 3, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 3, 2018. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

100 CHURCH ST, STE 800
NEW YORK, NY, 10007, United States

CRD 290610

Filing source

Form ADV 1212889 · May 3, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.