Investment adviser · CRD 169337

SIRIUS CAPITAL MARKETS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 21, 2014

Regulatory AUM
$25.7M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SCM MASTER FUND, LTD. - SEGREGATED ACCOUNT HYRRSHedge Fund · Last reported Jul 21, 2014$25.7MGross asset value

Feeder funds

  • SCM HIGH YIELD REINSURANCE RISK STRATEGIES FUND, LTD.
Fund administrator PRIME MANAGEMENT LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LTD. HAMILTON, Bermuda
Custodian HSBC BANK BERMUDA LIMITED HAMILTON, Bermuda Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Fund details & source
Fund ID
805-1505056796
Reported beneficial owners
1
Minimum commitment
$10M

Form ADV 833639 · Jul 21, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 21, 2014. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

140 BROADWAY
NEW YORK, NY, 10005, United States

CRD 169337

Filing source

Form ADV 833639 · Jul 21, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.